Compliance-Legal Operations Analyst

Degree in law or related field 2+ years of demonstrated experience in corporate law or compliance-related roles Exceptional written and spoken English Excellent communication skills Strong organizational skills Ability to handle confidential information Google Workspace experience Systems thinker Ability to work swiftly with urgency and be comfortable with shifting priorities and deadlines Self-starter, quick learner, detailed, able to work independently and highly organized Ability to follow up, know what's going on at all times and respond quickly Flexible, patient, persistent and have a team spirit attitude Demonstrated experience in U.S. compliance (Bonus) Demonstrated experience with digital transformation processes (Bonus) Availability to work on Pacific Standard Time (PST)

Review user transaction documents within guidelines Assist in conducting compliance Due Diligence and KYC/AML tasks Review marketing materials for compliance with guidelines Support account management with compliance and legal solutions Act as a key point of contact for users on legal and compliance issues Maintain a user knowledge base of legal and compliance questions Assist in researching and responding to regulator inquiries Support digital transformation of legal and compliance functions Provide feedback on improving legal and compliance systems Pass FINRA SIE + S82 + S24 exams within the first year Maintain OKRs for the Execute Operations Team