Chief Compliance Officer, Derivatives Exchange

Bachelor's degree 7+ years of experience in a financial services regulatory and compliance environment (exchange/MTF, trading firm, or regulator) Significant exposure to derivatives Deep understanding of the Commodity Exchange Act, related CFTC regulations, the Bank Secrecy Act (AML/KYC), and compliance best practices Knowledge of exchange traded financial products and markets Understanding of trading strategies and market surveillance systems Knowledge of digital assets Proven ability to manage compliance functions Must be initiative-taking, flexible, innovative, and adaptive.

Develop, implement, and enforce a comprehensive compliance program for a CFTC-registered Designated Contract Market. Coordinate timely preparation and submission of regulatory filings and prepare Annual CCO Report. Conduct and document compliance and operational risk assessments and implement corrective action plans. Create, update, and enforce firm's compliance policies and procedures. Investigate and document compliance-related inquiries and issues. Develop and maintain a system for tracking and reporting compliance requirements. Train and supervise Market Surveillance employees. Develop and deliver compliance training for all personnel.