Senior Fraud Analyst – Fraud Investigations & Financial Crimes Monitoring
New
A
AlpacaFinancial Services
Location: Remote - North AmericaFull-TimeSenior
SalaryCompetitive Salary & Stock Options
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Job Details
- Experience
- 1–3 years
- Required Skills
- Microsoft ExcelGoogle Sheets
Requirements
- 1–3 years of experience in financial crime investigations (AML, fraud, securities fraud, or related disciplines).
- Strong understanding of U.S. regulatory requirements (e.g., BSA/AML, USA PATRIOT Act, SEC/FINRA regulations).
- Demonstrated ability to identify and escalate potential market manipulation or suspicious trading activity.
- Proficiency in transaction monitoring systems and case management tools.
- Strong analytical, documentation, and SAR-writing skills.
- Effective communication and problem-solving abilities.
- Experience with Google Sheets or MS Excel, including pivot tables and advanced filtering.
- Working knowledge of domestic and international payment systems.
Responsibilities
- Collaborate with the AMLCO to implement and refine investigative procedures across CIP/KYC, AML, Anti-Fraud, and Securities Fraud Monitoring initiatives.
- Conduct in-depth investigations into potentially suspicious activity, including securities fraud, account manipulation, and other financial crimes.
- Prepare, document, and file Suspicious Activity Reports (SARs) in compliance with FinCEN requirements and internal policies.
- Review and respond to sanctions screening alerts, FinCEN 314(a) and 314(b) requests, and other regulatory inquiries.
- Maintain and continuously update firm-wide risk assessments covering BSA/AML, sanctions, fraud, and securities surveillance programs.
- Partner with internal stakeholders and assist during external audits, examinations, and regulatory engagements.
- Provide guidance and support across business units to ensure alignment with compliance protocols.
- Stay abreast of regulatory developments and industry best practices related to the Bank Secrecy Act and SEC/FINRA rules.
- Support the development and refinement of policies, procedures, monitoring controls, and compliance reporting mechanisms.
- Lead and contribute to special projects, compile investigative findings, and prepare reports for management, regulators, and auditors.
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