- Monitor customer activity in near-real-time to manage trading exposure in margin and options.
- Review daily reporting and take appropriate action for exceptions.
- Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls.
- Perform option expiration processes and risk mitigation.
- Customer Service focus.
- Drive process improvements and efficiencies.
- Review fraud alerts on day to day basis.
- Ad hoc duties and projects as assigned.
Risk Management