Clearing Operations Associate - Corporate Actions
New
BrazilFull-TimeMiddle
Salary not disclosed
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Job Details
- Experience
- 3+ years
- Required Skills
- SQLMicrosoft OfficeGoogle Workspace
Requirements
- 3+ years of experience in Corporate Actions operations.
- Direct experience with DTC Corporate Action Web.
- Knowledge of ICE corporate action data, BNY processing, and OCC options corporate action processes.
- Understanding of brokerage clearing operations and U.S. securities back-office processes.
- Knowledge of financial industry regulations and operational standards.
- Strong analytical and problem-solving skills with high attention to detail.
- Basic knowledge of SQL, Metabase, or other database query tools.
- Ability to work with Microsoft Office and Google Workspace.
- FINRA SIE certification or willingness to obtain it within the first 180 days.
- Ability to manage multiple priorities independently within a remote team.
Responsibilities
- Manage and process corporate actions such as dividends, interest payments, reorganizations, mergers, and redemptions across equities, fixed income, and options.
- Review and validate corporate action event details before posting to customer accounts to ensure accuracy.
- Collaborate daily with external vendors, custodians, and market infrastructure providers to confirm event details.
- Perform daily reconciliation of corporate actions, suspense accounts, and related operational balances.
- Investigate discrepancies, resolve breaks, and monitor open items to prevent aging issues.
- Support automation initiatives by collaborating with technical teams to improve clearing workflows.
- Improve operational procedures and documentation as new processes are introduced.
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