Senior Compliance Manager
New
Based in the United States, Eastern Standard business hoursFull-TimeSenior
Salary$128,232 to $190,000 annually
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Job Details
- Experience
- 8–10 years
- Required Skills
- Project Management
Requirements
- 8–10 years of compliance experience within the property and casualty insurance industry, ideally across both admitted and excess & surplus lines environments.
- Bachelor's degree required; legal education or related advanced qualifications are considered a strong advantage.
- Deep understanding of insurance regulatory frameworks, corporate governance requirements, and state and federal compliance obligations.
- Demonstrated expertise in insurance licensing, regulatory reporting, consumer complaint management, and audit preparation.
- Strong analytical capabilities with the ability to interpret complex regulations and translate them into practical business solutions.
- Proven organizational and project management abilities, with a proactive and detail-oriented approach.
- High ethical standards, strong business judgment, and the ability to balance compliance requirements with strategic business objectives.
- Availability during Eastern Standard business hours.
- Experience within commercial auto insurance or transportation-related insurance sectors is preferred.
Responsibilities
- Lead complex regulatory compliance initiatives and provide expert guidance on regulatory matters affecting business operations.
- Monitor legislative and regulatory developments, assess potential impacts, and implement risk mitigation strategies.
- Develop, maintain, and enhance compliance frameworks, policies, procedures, and internal controls to support a strong governance environment.
- Conduct compliance risk assessments and ensure effective remediation plans are implemented and monitored.
- Oversee the preparation and submission of regulatory reports, filings, certifications, and responses to inquiries from regulators and external stakeholders.
- Manage insurance licensing activities, producer appointments, entity governance obligations, and mandatory screening programs, including AML and OFAC requirements.
- Lead responses to consumer complaints, coverage disputes, audits, investigations, and regulatory examinations.
- Build and maintain regulatory change management processes while delivering compliance training initiatives across the organization.
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