Senior Compliance Associate
New
F
Figure LendingFintech Blockchain
RemoteFull-TimeSenior
Salary74,800 - 112,200 USD per year
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Job Details
- Experience
- 4-6 years
- Required Skills
- Data Analysis
Requirements
- Minimum of 4-6 years of compliance or regulatory experience within a mortgage lender, consumer finance company, or banking institution.
- High proficiency with the NMLS portal is required.
- Strong foundational understanding of federal and state lending regulations (e.g., TILA/RESPA, ECOA, FCRA, SAFE Act, and state-specific Consumer Credit Codes).
- Proven experience directly participating in or leading state regulatory examinations.
- Bachelor’s degree in Business, Finance, Legal Studies, or a related field (or equivalent practical experience).
- Familiarity with digital assets, cryptocurrency, or blockchain technology (preferred).
- CRCM or CAMS designation (preferred).
- Ability to manage multiple strict regulatory deadlines simultaneously.
- Exceptional written and verbal communication skills.
Responsibilities
- Oversee the company’s multi-state mortgage lending and consumer lending license portfolio via the Nationwide Multistate Licensing System (NMLS) and individual state portals.
- Manage the research, preparation, and submission of new corporate, branch, and individual MLO license applications.
- Lead the timely preparation, validation, and submission of all required state annual reports, quarterly Mortgage Call Reports (MCR), and financial condition filings.
- Partner with internal Data, Operations, and Finance teams to pull, audit, and reconcile loan production and servicing data.
- Manage required material change notifications to state regulators regarding corporate structure, leadership, or business activities.
- Serve as the primary liaison and Lead Project Manager for all state regulatory examinations.
- Coordinate internal data-room preparation, gathering loan files, policies, and procedures requested by examiners.
- Draft formal responses to examination findings and collaborate with business units to implement corrective action plans.
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