Compliance & Risk Testing Manager
New
USFull-TimeManager
Salary92,000 - 125,000 USD per year
Apply NowOpens the employer's application page
Job Details
- Experience
- 5–7 years
- Required Skills
- Data AnalysisRisk Management
Requirements
- 5–7 years of experience in compliance testing, controls testing, internal audit, risk management, or second-line oversight.
- Strong knowledge of compliance frameworks and control testing methodologies in regulated financial services environments.
- Experience working with bank partner oversight requirements and evaluating operational and compliance controls.
- Proven ability to identify control weaknesses, assess root causes, and drive remediation accountability.
- Strong analytical and investigative skills with the ability to synthesize complex information into clear insights.
- Experience working cross-functionally in fast-paced, high-growth, or evolving environments.
- Familiarity with regulatory frameworks such as TILA, UDAAP, FCRA, and CFPB guidance.
- Experience using data tools, reporting platforms, or GRC systems for testing and issue management.
- Strong written communication skills with experience producing audit-ready reports and executive summaries.
- Bachelor’s degree in Business, Finance, Risk Management, Accounting, or related field preferred.
Responsibilities
- Lead and execute second-line compliance and controls testing across key business processes and regulatory obligations.
- Evaluate design and operational effectiveness of controls linked to regulatory requirements, bank partner obligations, and internal policies.
- Identify control gaps, compliance risks, and process weaknesses, and develop clear remediation recommendations.
- Partner cross-functionally with internal and external stakeholders to validate corrective actions and strengthen control environments.
- Develop and enhance risk-based testing methodologies, frameworks, and standardized testing scripts.
- Analyze testing results, identify trends and root causes, and present findings to leadership and governance stakeholders.
- Monitor remediation activities and validate closure of identified issues and action plans.
- Contribute to governance initiatives that improve risk visibility, compliance maturity, and operational consistency.
- Leverage data, reporting tools, and AI-enabled technologies to enhance testing efficiency and issue identification.
- Promote a strong risk and compliance culture aligned with organizational values and regulatory expectations.
View Full Description & ApplyYou'll be redirected to the employer's site
