- Monitor the Compliance Portal to escalate approvals, inquiries, and issues.
- Develop and implement enhanced compliance programs and enterprise-wide initiatives.
- Research and assess new regulatory requirements to assist in risk assessment and compliance testing.
- Perform control testing, document results, and provide updates to ensure adherence to testing schedules.
- Analyze data to identify trends and follow up on opportunities for enhancement.
- Draft responses for incoming complaints from regulatory and BBB channels.
- Provide support for responding to regulatory inquiries and examinations.
- Maintain compliance reporting libraries and documentation repositories.
Data AnalysisComplianceRisk Management+1 more