Director of Compliance
New
United StatesFull-TimeDirector
SalaryUSD 220000 - 260000 / year
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Job Details
- Experience
- 6+ years
- Required Skills
- Project ManagementComplianceRisk Management
Requirements
- 6+ years of experience in compliance, legal, or regulatory roles within gaming, fintech, prediction markets, or derivatives and commodities trading.
- Active Juris Doctorate (JD) from an accredited law school.
- Active license to practice law in at least one United States jurisdiction (preferred).
- Strong working knowledge of the Commodity Exchange Act, CFTC and NFA rules, and event contract or prediction market regulatory frameworks.
- Demonstrated experience navigating FTC guidelines, advertising compliance, and consumer protection laws.
- Experience building or maintaining a compliance program in a fast-paced, high-growth startup environment.
- Strong analytical and project management skills with the ability to translate complex regulations into actionable guidance.
- Ability to collaborate effectively with risk management functions.
- Ability to work independently and manage competing priorities.
Responsibilities
- Develop, implement, and improve the company’s compliance program across gaming, social sportsbook, DFS, and prediction market verticals.
- Own the regulatory, market, and credit risk profiles required for prediction market licensing.
- Draft, maintain, and improve compliance policies, procedures, internal controls, rulebooks, and terms and conditions.
- Structure event contracts and prediction market products, ensuring compliance with Commodity Exchange Act, CFTC, and NFA rules.
- Lead regulatory registrations, applications, and filings under FCM frameworks.
- Ensure marketing, advertising, and consumer-facing initiatives comply with FTC guidelines and consumer protection standards.
- Oversee privacy compliance, data protection, and user consent frameworks.
- Manage regulatory filings, licensing renewals, independent audits, and serve as the primary contact for state and federal regulators.
- Oversee AML, CFT, fraud prevention, and KYC programs, partnering with security teams to investigate suspicious activity.
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