Compliance Manager, Insurance (DRLP)
New
United StatesFull-TimeManager
Salary not disclosed
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Job Details
- Experience
- 5–10 years of experience in insurance compliance, agency operations, or regulatory risk.
Requirements
- 5–10 years of experience in insurance compliance, agency operations, or regulatory risk.
- Active insurance producer license (Delaware required; multi-state preferred).
- Eligibility to serve as Designated Responsible Licensed Producer (DRLP).
- Strong understanding of state insurance regulatory frameworks and compliance requirements.
- Experience in insurance distribution, producer oversight, and carrier relationships.
- Ability to translate regulatory requirements into operational policies and controls.
- Strong analytical, risk assessment, and problem-solving skills.
- Excellent communication skills with ability to influence cross-functional stakeholders.
- Strong project management and organizational skills in dynamic environments.
- Experience in fintech, embedded insurance, or multi-state distribution models is a plus.
- Prior DRLP or equivalent responsible compliance leadership experience is highly desirable.
Responsibilities
- Serve as the Designated Responsible Licensed Producer (DRLP) for the Delaware-licensed insurance agency and maintain required producer licenses.
- Provide regulatory oversight and accountability for all insurance activities under the agency license.
- Ensure compliance with state insurance laws, regulations, and Department of Insurance (DOI) guidance.
- Support regulatory change management and ensure timely implementation of new requirements.
- Provide compliance advisory support for insurance product design, distribution, and marketing practices.
- Review producer activities, disclosures, and sales practices to identify and mitigate compliance risk.
- Develop and monitor compliance KPIs and KRIs to track risk exposure and operational performance.
- Conduct risk assessments and identify control gaps across insurance operations.
- Build and maintain insurance policies, procedures, and internal control frameworks.
- Oversee producer licensing, appointments, renewals, and supervision frameworks across states.
- Support audits, regulatory examinations, and internal compliance reviews.
- Assist in enhancing the compliance management system (CMS), including complaints and issue management processes.
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