Compliance Specialist

Posted 1 day agoViewed
75000 - 85000 USD per year
Continental United StatesFull-TimeFinancial Services
Company:SRS Acquiom
Location:Continental United States, Mountain Time
Languages:English
Seniority level:Middle, 2-5 years
Experience:2-5 years
Skills:
Project ManagementData AnalysisProject CoordinationBusiness OperationsFinancial ManagementCommunication SkillsAnalytical SkillsCollaborationMicrosoft ExcelProblem SolvingMicrosoft OfficeAttention to detailOrganizational skillsTime ManagementWritten communicationMultitaskingDocumentationComplianceInterpersonal skillsAdaptabilityRelationship buildingMS OfficeCritical thinkingTeamworkResearchVerbal communicationRisk ManagementFinancial analysisFinance
Requirements:
Bachelor’s degree, preferably in Finance, Economics, or Business. 2-5 years’ experience within financial services. Demonstrated ability to analyze and interpret contracts. Proficient in all Microsoft Office products. Takes ownership of issues and follows through to resolution. Can work independently or as part of a team. Strong attention to detail. Excellent communication (verbal and written), facilitation, and interpersonal skills. Strong analytical and organizational skills. Ability to manage multiple time-sensitive tasks. Ability to maintain a high level of confidentiality and integrity.
Responsibilities:
Manage and monitor a portfolio of assigned post-closing releases. Review transactional agreements and contracts to extract legal information for fund distribution. Analyze post-closing contractual obligations. Coordinate with Operations Team for accurate distribution waterfalls and timely fund release. Prepare post-closing release materials and update release materials with the Compliance Analyst Team. Communicate and collaborate with internal departments. Facilitate problem resolution to mitigate risk. Manage and execute special projects. Deliver training as requested by Management.
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