Compliance Associate
Company:Tilt Finance
Location:US
Languages:English
Seniority level:Middle, 3+ years
Experience:3+ years
Skills:
SQLQAAPI testingComplianceQuality AssuranceRisk Management
Requirements:
3+ years of experience in compliance testing, quality assurance, internal audit, or operational risk (preferably in consumer lending, fintech, or banking). Solid understanding of regulatory frameworks (ECOA, FCRA, TILA, UDAAP, and GLBA) and their application to lending products. Strong analytical and technical skills (comfortable working with structured datasets like SQL and Excel). Experience designing or executing testing scripts, QA procedures, or monitoring plans. Ability to document findings clearly and objectively. Curiosity about technology and process automation. Organized, detail-oriented, and proactive.
Responsibilities:
Execute compliance testing and monitoring (control testing, transaction reviews, issue validation). Enhance QA processes (establish and maintain quality assurance procedures). Automate and streamline oversight (identify manual processes for automation, collaborate on solutions). Support compliance reporting (collect and organize test results, prepare summaries, assist in drafting reports). Contribute to continuous monitoring (review and triage monitoring alerts, identify trends). Collaborate cross-functionally (partner with Risk, Product, Operations to integrate compliance insights).
