Senior Compliance Manager
E
EqvilentFinancial Services
WorldwideFull-TimeSenior
Salary not disclosed
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Job Details
- Languages
- English
- Experience
- 7-10+ years
- Required Skills
- Project ManagementPythonSQLData AnalysisProject CoordinationCross-functional Team LeadershipAlgorithmsAnalytical SkillsCI/CDComplianceProblem-solving skillsRisk ManagementStakeholder managementFinancial analysis
Requirements
- Bachelor's degree in Finance, Law, Economics, or related field
- Master's or JD preferred
- Relevant professional certifications (e.g., Series 7, 24, 57, or international equivalents)
- 7-10+ years of compliance experience in financial services
- At least 3 years in electronic or algorithmic trading
- Proven ability to interpret complex regulations and apply them to HFT operations
- Strong project management skills with experience leading complex, cross-functional initiatives
- Excellent analytical and problem-solving abilities
- Outstanding written and verbal communication skills
- Ability to work both independently and collaboratively within a team environment
- Experience managing multiple projects and priorities simultaneously
- Strong stakeholder management and influencing skills
Responsibilities
- Lead major compliance projects (e.g., regulatory implementation, new market access integration, remediation projects)
- Manage project timelines, resources, and stakeholder expectations
- Define project scope, deliverables, and success metrics
- Coordinate cross-functional teams
- Own compliance responsibilities for assigned areas (geographic regions or regulatory domains)
- Oversee regulatory reporting requirements (transaction, position, capital calculations)
- Manage regulatory examinations and inquiries
- Prepare and file required regulatory documents and notifications
- Serve as compliance point of contact for assigned business areas or projects
- Present project updates and compliance metrics to stakeholders
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