Financial Controls Reporting Specialist

New

JobgetherFintech and banking

Based in United States; Fully remote work within the United States.Full-TimeMiddle

SalaryBase salary range of $82,678–$96,457, with the stated hiring range of $82,678–$89,568; eligible roles may also offer a bonus.

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Job Details

Experience: 5+ years of experience in internal controls, SOX/ICFR, internal audit, public accounting, financial controls, risk management, or related control testing.
Required Skills: Microsoft Excel

Hold a bachelor’s degree or have an equivalent combination of education and relevant professional experience.
Have 5+ years of experience in internal controls, SOX/ICFR, internal audit, public accounting, financial controls, risk management, or related control testing.
Understand internal controls over financial reporting and control testing methodologies.
Have working knowledge of SOX, ICFR, and the COSO framework.
Be familiar with SOC 1 and SOC 2 reports, CUECs, IT General Controls, and business process controls.
Translate control or assurance gaps into practical, risk-based testing procedures.
Have experience evaluating evidence, performing sample-based testing, analyzing exceptions, and preparing testing workpapers.
Distinguish between missing controls, missing evidence, insufficient testing, and gaps in audit or assurance coverage.
Assess control issues, potential financial reporting impacts, and preliminary conclusions using analytical judgment.
Manage multiple control assessments and testing assignments independently while meeting deadlines.
Use Microsoft Excel, Word, Outlook, and other documentation and testing tools.
Preferred experience includes business process control testing, alternative control procedures, SOC reports, CUEC assessments, or ITGC audit results.
Fintech, Banking-as-a-Service, banking, or financial services experience is preferred.
Working knowledge of GAAP and financial reporting concepts is a plus.

Document partner controls relevant to internal controls over financial reporting and map them to the applicable partner ICFR framework.
Maintain control inventories, testing documentation, evidence repositories, gap trackers, and remediation records.
Review control and assurance gaps and determine the control or control objective requiring targeted testing.
Develop and execute alternative control testing procedures based on approved methodologies and identified financial reporting risks.
Test identified Complementary User Entity Control (CUEC) gaps and conduct control walkthroughs when needed.
Evaluate evidence supporting control design and operating effectiveness, including testing populations and sample selections where applicable.
Prepare workpapers documenting controls tested, testing periods, populations, evidence, results, exceptions, remediation, and preliminary conclusions.
Identify control deficiencies, missing evidence, testing exceptions, or insufficient support and escalate issues.
Track remediation activities and perform follow-up testing as assigned.
Coordinate with Partner Risk and Internal Control Testing teams and communicate testing status, exceptions, remediation progress, and potential financial reporting impacts.

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