Fintech Financial Controls Reporting Analyst
New
J
JobgetherFintech, banking
Fully remote work within the United States.Full-TimeMiddle
SalaryBase salary range of $82,678–$96,457, with the stated hiring range of $82,678–$89,568; eligible roles may also include a bonus.
Apply NowOpens the employer's application page
Job Details
- Experience
- 5+ years of relevant experience in Internal Controls, SOX/ICFR, Internal Audit, public accounting, financial controls, risk management, or related control-testing functions.
- Required Skills
- Microsoft Excel
Requirements
- Strong understanding of internal controls over financial reporting and internal control testing principles.
- Working knowledge of SOX, ICFR, and the COSO framework.
- Working knowledge of SOC 1 and SOC 2 reports, CUECs, IT General Controls (ITGCs), and business process controls.
- Experience performing internal control testing, including evidence evaluation, sample-based testing, exception analysis, and workpaper preparation.
- Ability to translate control or assurance gaps into practical, risk-based testing procedures.
- Ability to distinguish between missing controls, missing evidence, incomplete testing, and insufficient audit coverage.
- Strong analytical and problem-solving skills to evaluate evidence, identify control issues, assess potential financial reporting impacts, and develop defensible conclusions.
- Ability to manage multiple control assessments and testing assignments while meeting established deadlines.
- Proficiency with Microsoft Excel, Word, Outlook, and related documentation and testing tools.
- Bachelor’s degree or an equivalent combination of education and relevant experience.
- 5+ years of relevant experience in Internal Controls, SOX/ICFR, Internal Audit, public accounting, financial controls, risk management, or related control-testing functions.
- Experience with business process control testing, alternative control procedures, or other risk-based internal control testing is preferred.
- Experience using SOC reports, CUEC assessments, or ITGC audit results as inputs to internal control testing is preferred.
- Experience in fintech, Banking as a Service, financial services, or banking is preferred.
- Working knowledge of GAAP and financial reporting concepts is advantageous.
Responsibilities
- Obtain, document, and map partner controls relevant to financial reporting requirements within the Partner ICFR Framework.
- Maintain partner ICFR control inventories, alternative control testing documentation, gap tracking, and supporting evidence.
- Review control and assurance gaps and determine the specific control or control objective requiring targeted testing.
- Develop and execute risk-based alternative testing procedures aligned with approved methodologies and identified financial reporting risks.
- Conduct walkthroughs of controls being tested to understand their design and operation.
- Obtain and evaluate evidence supporting control design and operating effectiveness, including validating populations and sample selections where applicable.
- Prepare detailed testing workpapers covering the control tested, testing period, population, evidence, attributes, results, exceptions, resolutions, and preliminary conclusions.
- Identify control deficiencies, missing evidence, testing exceptions, and insufficient support, escalating concerns to the Fintech Financial Controls Manager.
- Track remediation activities and perform follow-up testing as assigned.
- Coordinate with Partner Risk and Internal Control testing teams on SOC, ITGC, CUEC, transaction, and account-level testing matters.
View Full Description & ApplyYou'll be redirected to the employer's site
