Compliance Analyst
New
A
AlphaSenseFinancial Intelligence
Remote - United States, 2pm-10pm Pacific TimeFull-TimeMiddle
Salary$60,000 - $60,000 USD
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Job Details
- Experience
- 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar is preferred
- Required Skills
- ComplianceResearchData entry
Requirements
- Ability to work from 2pm-10pm Pacific Time.
- 1-2 years of experience as a paralegal, legal assistant, compliance, financial, or business analyst preferred.
- Acute attention to detail.
- Strong reading comprehension with proofreading and drafting experience.
- Investigative and research experience.
- Ability to effectively prioritize tasks and manage time.
- Strong organizational skills and ability to work independently.
- Ability to thrive in a dynamic, fast-paced environment and adapt to changing priorities.
Responsibilities
- Review expert call transcripts to detect and resolve instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards.
- Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary.
- Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain.
- Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment.
- Perform administrative tasks, including inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency.
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