Senior Brokerage Operations & Controls Analyst

New

AriesFintech Brokerage

Remote, U.S. market hoursFull-TimeSenior

Salary$110K - $140K

Apply NowOpens the employer's application page

Job Details

4+ years of experience in brokerage operations, clearing operations, trading operations, securities operations, or a similar broker-dealer function.
Strong understanding of the U.S. securities trade lifecycle, including execution, clearing, settlement, and account servicing.
Hands-on experience investigating position, cash, trade, settlement, or reconciliation breaks.
Working knowledge of equities and listed options.
Understanding of margin, buying power, settled and unsettled funds, corporate actions, trade corrections, exercises, assignments, and account restrictions.
Strong analytical, reconciliation, and problem-solving skills.
Ability to independently investigate complex issues.
Strong Excel or Google Sheets skills.
Comfortable working with large datasets, operational reports, and multiple systems.
Ability to provide coverage during U.S. market hours.

Own daily operational controls, reconciliations, and exception reviews.
Investigate discrepancies involving positions, trades, cash, settlement, margin, buying power, and customer account activity.
Resolve trade breaks, settlement issues, rejected activity, corporate action discrepancies, and other operational exceptions.
Help design and improve the operational processes used to run the brokerage.
Build or help define dashboards, exception reports, reconciliation tools, and monitoring workflows.
Partner with Product and Engineering to automate manual processes and improve operational visibility.
Investigate equities and listed options activity across the full trade lifecycle.
Support Compliance with brokerage data and operational evidence for regulatory examinations and inquiries.

View Full Description & ApplyYou'll be redirected to the employer's site