Compliance - Market Surveillance Analyst
United States, Flexibility to work weekends and evenings as neededFull-TimeMiddle
Salary$90,000 - $110,000 a year
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Job Details
- Experience
- 4+ years
- Required Skills
- ComplianceRisk Management
Requirements
- Bachelor’s Degree in Economics, Finance, Math, or Juris Doctorate.
- 4+ years of experience in compliance within financial services or an equivalent role.
- Experience in derivatives or prediction markets.
- Experience in TradFi or crypto space.
- Familiarity with futures markets, commodities, and trading.
- Demonstrated experience with trade surveillance platforms.
- Ability to work in a fast-paced, high-stress environment.
- Strong communication skills for interacting with market participants, federal regulators, and executive management.
- Knowledge of futures exchange operations, trading, risk management, and regulations.
- Flexibility to work weekends and evenings as required.
Responsibilities
- Perform real-time monitoring of exchange activity and security feeds to identify market abuse like wash trading and spoofing.
- Monitor participant compliance with margin requirements and position limits.
- Conduct post-trade reviews and forensic analysis of flagged transactions.
- Investigate potential rule violations by compiling records and drafting reports for the Chief Regulatory Officer.
- Assist in preparing responses to regulatory inquiries and audits.
- Contribute to the refinement of surveillance protocols and compliance frameworks.
- Support enforcement of KYC/AML procedures and transaction monitoring.
- Collaborate with Legal, Risk, and Technology teams to improve compliance workflows.
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