- Maintain and improve the CASS risk assessment, controls matrix, policies and procedures across CASS 6, 7, 8, 9 and 10.
- Work with B2B clients, sales and client impact teams to shape CASS-compliant solutions.
- Oversee daily client money calculations and internal and external reconciliations of client money and custody assets.
- Ensure reconciliation breaks are investigated, shortfalls funded and root causes addressed.
- Maintain the CASS breach register, assess materiality, drive remediation and support FCA notifications.
- Own the monthly CMAR submission and act as primary contact for the annual CASS audit.
- Keep the CASS Resolution Pack complete, current and retrievable within regulatory timeframes.
- Partner with Product and Engineering to assess client asset impacts of products, features and system changes.
- Produce CASS management information, deliver organisation-wide training and track FCA developments.
- Support due diligence and periodic reviews of banks and custodians, and maintain acknowledgement letters and mandate registers.