Operations Associate, Trading and Margin
New
A
AtomicFinancial Services
US - FTE | RemoteFull-TimeMiddle
Salary not disclosed
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Job Details
- Experience
- Three to five years
- Required Skills
- Risk Management
Requirements
- Active Series 24 license
- Active Series 57 license
- Three to five years of direct experience in overseeing trading and/or margin
- Demonstrated experience supervising inter-dealer market making activity in corporate securities
- Deep subject matter expertise in Reg T and FINRA Rule 4210
- Deep subject matter expertise in portfolio margin
- Experience issuing and verifying margin calls and managing day-trading account rules
- Experience setting house collateral haircuts
- Comfort operating in a fast-moving, high-growth environment
- Prior experience in onboarding, securities lending, or other brokerage operational activities (preferred)
- Experience in underwriting or corporate actions (bonus)
Responsibilities
- Serve as an associate within Brokerage Operations, providing registered supervision over inter-dealer market making activity in corporate securities and margin lending and financing.
- Act as a key control point for the business by reviewing and approving trading and margin activity.
- Maintain supervisory procedures and serve as the escalation point for the trading, onboarding, and operations teams.
- Help shape the supervisory framework to keep the firm compliant as it scales broker-dealer capabilities.
- Oversee daily trading operations, monitor real-time profit and loss (PnL), and manage risk limits across trading desks.
- Issue and verify margin calls, handle day-trading account rules, set house collateral haircuts, and resolve branch/client escalations.
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