Associate Director - Business Partner, Legal & Compliance Technology
USFull-TimeDirector
Salary150,000 - 220,000 USD per year
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Job Details
- Experience
- 10+ years of experience
- Required Skills
- Project ManagementBusiness AnalysisMicrosoft Power BISalesforceMicrosoft ExcelDocumentation
Requirements
- 10+ years of experience in business analysis, compliance operations, technology business partnering, or similar roles in regulated industries.
- Strong understanding of regulatory frameworks (SEC, FINRA, and related compliance requirements for asset management or private equity).
- Hands-on experience with compliance technologies such as communications surveillance and archival platforms (e.g., Behavox, Global Relay preferred).
- Experience with CRM systems (Salesforce preferred), analytics tools, and reporting platforms (Power BI, Excel, or equivalent).
- Proven ability to manage complex technology projects from initiation through delivery.
- Strong skills in requirements gathering, documentation, stakeholder communication, and user acceptance testing.
- Familiarity with data privacy regulations (GDPR, CCPA) and information security concepts is a plus.
- Excellent communication, stakeholder management, and problem-solving skills with high attention to detail.
- Bachelor’s degree in a related field or equivalent professional experience.
Responsibilities
- Manage and optimize legal & compliance platforms including communications surveillance, archival systems, policy management, and regulatory reporting tools.
- Serve as the main liaison between Legal/Compliance teams and Technology, translating business and regulatory needs into system requirements and enhancements.
- Oversee system configuration, user access, data retention policies, vendor coordination, and ongoing platform support.
- Lead or support end-to-end technology projects including implementations, migrations, and system upgrades.
- Identify process inefficiencies and drive automation initiatives using modern tooling and AI-enabled solutions.
- Support regulatory audits and examinations by preparing documentation, data extracts, and system reporting insights.
- Ensure all technology changes meet compliance, security, and regulatory standards prior to deployment.
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