Compliance Analyst
New
S
SRS AcquiomFinancial Services
Fully remote within the Continental United States, Denver, Colorado, Mountain standard business hoursFull-TimeMiddle
Salary80000 - 90000 USD per year
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Job Details
- Experience
- 3-5 years
- Required Skills
- Microsoft Office
Requirements
- Bachelor’s degree, preferably in Finance, Economics, or Business
- 3-5 years’ experience within financial services
- Proficient in all Microsoft Office products
- Demonstrated ability to interpret contracts
- Excellent communication, both verbal and written, facilitation, and interpersonal skills
- Ability to face off across all levels of an organization, as well as external stakeholders
- Can work within deadlines and complete work in a timely manner
- Takes ownership of issues and follows through to resolution
- Can work independently or as part of a team
- Strong attention to detail
- Strong analytical and organizational skills
- Ability to manage multiple time-sensitive tasks in a challenging, fast-paced, deadline-driven, and fluid environment
- Maintain a high level of confidentiality and integrity
- Flexibility to work over various time zones to accommodate Clients and Management, when needed
Responsibilities
- Manage Client relationships and act as a single point of contact with Clients for the Shareholder Representative Services’ product post-closing
- Oversee and monitor an ongoing portfolio of post-closing distribution releases which include the process and delivery of cash and/or shares to target holders
- Perform in-depth review of various transactional agreements and legal contracts to determine the relevant legal information and complete thorough analysis to fully understand the post-closing contractual obligations
- Identify opportunities for cross-selling additional SRS Acquiom services
- Balance a large volume of email communication and pipeline
- Coordinate closely with internal teams to create accurate distribution waterfalls and ensure funds are released in a timely manner to the right parties
- Review and/or draft transactional instructions and/or any legal compliance documentation required to move funds
- Complete due diligence on post-closing M&A activities
- Communicate effectively and in a timely manner with external parties (C-Suite Executives, former CEOs, CFOs, Venture Capitalists, Major Shareholders, and M&A attorneys) to enforce and/or execute release of escrow funds or holdbacks pursuant to transactional agreements, as well as to provide status updates regarding the release of funds
- Serve as the primary internal and external contact point for release inquiries and contract interpretation requests
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