Senior Compliance Specialist (Regulatory Compliance) (Remote from India)
Company:
Location:India
Languages:English
Seniority level:Senior, 3 to 5 years
Experience:3 to 5 years
Skills:
LeadershipProject ManagementBusiness AnalysisFinancial ManagementAnalytical SkillsProblem SolvingMentoringAttention to detailOrganizational skillsWritten communicationDocumentationComplianceAdaptabilityCritical thinkingResearchVerbal communicationReportingTrainingCross-functional collaborationRisk ManagementStakeholder management
Requirements:
Bachelor’s degree in Law, Business, Finance, or a related discipline. 3 to 5 years of experience in regulatory compliance, conduct risk, ethics, or related roles within financial services. Demonstrated experience managing compliance frameworks related to conflicts of interest, anti-bribery and corruption, fraud risk management, and outsourcing. Strong analytical, investigative, and problem-solving skills. Excellent written and verbal communication skills in English. Ability to operate effectively in a global, remote, and fast-evolving regulatory environment.
Responsibilities:
Implement, maintain, and enhance compliance policies and controls across conduct risk areas. Act as a trusted advisor to management and business teams on ethical standards, conflicts management, and third-party risk. Conduct compliance risk assessments, thematic reviews, and control testing. Lead or support investigations into potential misconduct or regulatory breaches. Design and deliver compliance, conduct risk, and ethics training. Support alignment with applicable data protection regulations. Prepare governance and regulatory reports. Monitor regulatory developments and ethical standards. Provide guidance and oversight to junior compliance team members.
