- Own the end-to-end transition of assigned advisors’ books across custodians, from paperwork generation through completed account transfers.
- Prepare, validate, and submit account paperwork with a low NIGO (not-in-good-order) rate.
- Run data preparation and validation to ensure accuracy.
- Act as the dedicated day-to-day point of contact for transitioning advisors.
- Coordinate across custodians, vendors, and internal teams to unblock transitions.
- Balance multiple concurrent transitions while maintaining clear communication with stakeholders.
- Monitor and report on transition progress and flag risk situations early.
- Contribute to improving the team’s capabilities by enhancing existing processes and helping build scalable, automated workflows.
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