Compliance Specialist
New
S
SRS AcquiomFinancial Services
This position is either hybrid out of our Denver, CO office or a fully remote position from within the Continental United States., Must be available to work mountain time standard business hours.Full-TimeMiddle
Salary75,000 - 85,000 USD per year
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Job Details
- Experience
- 2-5 years
- Required Skills
- Data AnalysisMicrosoft OfficeAnalytical Skills
Requirements
- Bachelor's degree, preferably in Finance, Economics, or Business.
- 2-5 years' experience within financial services.
- Demonstrated ability to analyze and interpret contracts.
- Proficient in all Microsoft Office products.
- Takes ownership of issues and follows through to resolution.
- Strong attention to detail.
- Excellent communication (verbal and written), facilitation, and interpersonal skills.
- Strong analytical and organizational skills.
- Ability to manage multiple time-sensitive tasks in a fast-paced environment.
- Ability to maintain a high level of confidentiality and integrity.
Responsibilities
- Manage and monitor an ongoing portfolio of assigned post-closing releases in our system of record.
- Review various transactional agreements and contracts to extract the relevant legal information to complete the distribution of transaction consideration and funds.
- Perform thorough analysis to fully understand the post-closing contractual obligations.
- Coordinate closely with the Operations Team to create accurate distribution waterfalls and ensure funds are released timely to the right parties.
- Prepare the post-closing release materials and work closely with the Compliance Analyst Team on updates to the release materials.
- Communicate and collaborate with internal departments.
- Facilitate timely problem resolution to mitigate risk and prioritize action.
- Accountable for quality, accuracy and timeliness of results.
- Manage and help execute special projects as needed.
- Deliver training as requested by Management.
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