IT Compliance Manager

Bachelor’s degree in Computer Science, Information Technology, or related field (Master’s or JD preferred). Relevant professional certifications (e.g., ITIL 4, ISO/IEC 27001, CISA, CRISC). Demonstrated experience in technology compliance and ICT implementation oversight. Strong background in technology compliance, including ICT governance and control frameworks. Knowledge of algorithm development and testing requirements. Familiarity with system change management processes. Experience with technology audit and compliance testing. Experience with order types, market data, and execution venues. Knowledge of regulatory technical standards for electronic trading. Proven ability to interpret complex regulations and apply them to HFT operations. Strong project management skills with experience leading complex, cross-functional initiatives. Excellent analytical and problem-solving abilities. Outstanding written and verbal communication skills. Ability to work both independently and collaboratively within a team environment. Experience managing multiple projects and priorities simultaneously. Strong stakeholder management and influencing skills.

Lead major compliance projects (e.g., ICT implementation reviews, regulatory requirement implementation, new market access compliance). Manage project timelines, resources, and stakeholder expectations. Define project scope, deliverables, and success metrics. Coordinate cross-functional teams for project implementation. Lead compliance oversight of ICT implementations and technology projects. Review and approve technology changes from a compliance perspective. Monitor compliance with regulatory technical standards (e.g., MiFID II RTS 6). Collaborate with technology teams to embed compliance controls. Oversee compliance aspects of system development lifecycle (SDLC). Ensure proper documentation and audit trails for technology implementations. Stay updated on global regulatory standards and adapt strategies. Act as a compliance liaison for technology and trading teams. Participate in and respond to regulatory examinations and inquiries. Present compliance metrics and project updates to stakeholders.