Sr. Compliance Manager

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Requirements:

• A Bachelor's degree in a relevant field, such as law, finance, business administration, or a related discipline
• At least 6 years of experience in compliance, legal, or risk roles within fintech, financial services, or tech-forward environments
• Proven ability to build, scale, and enforce compliance programs in dynamic or cross-regulatory contexts
• Familiarity with regulatory frameworks such as KYC/AML, privacy/data security, and vendor due diligence
• Strong judgment, discretion, and communication skills—able to translate complex compliance requirements into practical operational steps
• Comfortable working autonomously while collaborating across a high-performing team

Responsibilities:

• Enhance and operationalize the firm’s compliance program, monitoring that it remains robust and aligned with the company's evolving operations and its role in supporting regulated clients
• Create, update, and maintain clear and concise compliance policies, procedures, and internal controls (including corporate code of ethics), so that they are effectively communicated, understood, and consistently applied across the organization
• Create and deliver compliance training programs to employees to reinforce a strong culture of compliance and understanding of relevant regulations and internal policies
• Oversee and refine existing monitoring processes for continuous compliance with internal policies and relevant legal and regulatory requirements (especially as they relate to KYC/AML and supporting regulated clients)
• Partner closely with cross-functional teams, including Product, Engineering, Sales, and Legal, so that compliance considerations are seamlessly integrated into all aspects of the business lifecycle
• Proactively stay informed about evolving regulatory landscapes and industry best practices relevant to the fintech industry and the regulated sectors our clients operate in. Analyze the potential impact of these changes on our business and our clients, and recommend necessary adjustments to our compliance program
• Contribute to the ongoing compliance due diligence of vendors, as needed