Regulatory Compliance Manager

Posted 23 days agoViewed

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💎 Seniority level: Manager, 5 years

📍 Location: Canada

🔍 Industry: Fintech

🏢 Company: KOHO

🗣️ Languages: English

⏳ Experience: 5 years

🪄 Skills: Data AnalysisCommunication SkillsProblem SolvingAttention to detailComplianceTeamworkTrainingRisk ManagementFinancial analysisChange Management

Requirements:

Minimum of 5 years in a compliance role within a financial institution regulated by OSFI.
Proven experience building or scaling compliance frameworks and programs (not just maintaining mature ones).
In-depth understanding of Canadian financial regulations, including OSFI guidelines, the Bank Act, and anti-money laundering (AML) requirements.
Familiarity with fintech operations and digital financial products is an asset.
Strong analytical and problem-solving abilities.
Excellent communication and interpersonal skills to effectively collaborate with diverse teams.
High level of integrity and attention to detail.
Bachelor's degree in Law, Finance, Business Administration, or a related field.

Responsibilities:

Design and implement our Regulatory Compliance Management (RCM) framework in line with OSFI guidelines and other standards.
Build the compliance operations infrastructure (e.g., GRC tools) and lead core activities like change management, issue management, regulatory reporting, and training.
Monitor and interpret OSFI guidelines and other relevant regulatory frameworks to ensure KOHO's compliance.
Stay abreast of changes in regulations and advise internal stakeholders accordingly.
Develop, implement, and maintain compliance policies and procedures (including monitoring and testing plans) that reflect current regulatory requirements and best practices.
Collaborate with cross-functional teams to integrate compliance considerations into business processes.
Design and deliver compliance training programs to educate employees about regulatory obligations and ethical standards.
Foster a culture of compliance and ethical behavior across the organization.
Conduct regular compliance audits and assessments to identify potential risks and areas for improvement.
Prepare and submit compliance reports to senior management and regulatory authorities as required.
Serve as a point of contact for regulatory inquiries and examinations.
Coordinate responses to regulatory findings and implement corrective actions as needed.

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