- Develop and manage compliance frameworks for commercial financing and deposit account programs
- Partner with Product and Legal to structure products ensuring regulatory adherence
- Maintain company-wide compliance programs and risk controls
- Monitor regulatory developments and lead implementation efforts
- Collaborate with cross-functional teams to embed controls into business processes
- Own the internal compliance training program
- Support external audits and regulatory inquiries
- Establish monitoring systems for compliance risks and remediation
- Manage internal reporting mechanisms for violations
- Serve as advisor to the executive team
ComplianceRisk Management