Senior Compliance Manager, Derivatives Trade Reporting
New
O
OKXCrypto derivatives
Remote Roles - EMEAFull-TimeManager
Salary not disclosed
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Job Details
- Experience
- 7+ years in trade reporting, transaction reporting, or regulatory reporting
- Required Skills
- PythonSQL
Requirements
- Hold a degree in finance, economics, law, data science, or computer science, or an equivalent professional qualification.
- Have 7+ years of experience in trade reporting, transaction reporting, or regulatory reporting at an exchange, broker, bank, trading firm, fintech, or digital asset platform.
- Have deep working knowledge of at least two listed regimes: CFTC swap data reporting, MiFIR, EMIR, UK MiFIR, UK EMIR, or ASIC derivative transaction reporting.
- Understand derivatives trade lifecycles and the data needed to report executions, changes, terminations, and, where applicable, valuations and collateral.
- Be able to interrogate large datasets, investigate reporting breaks, and explain requirements to engineers and business partners.
- Have experience building or improving a reporting framework, including procedures, reconciliations, exception management, and regulatory or audit evidence.
- Have judgment to make proportionate risk decisions, escalate material issues, and lead delivery across teams.
- Have experience with digital asset derivatives, such as perpetual futures and options, and their reporting product classifications.
- SQL or comparable data analysis skills are highly desirable.
- Experience with both a US and a European regime is strongly preferred.
- Regulatory reporting change-program experience, ISO 20022 XML familiarity, Python or similar scripting, and data warehouse tools such as Databricks are nice to have.
Responsibilities
- Interpret and apply derivatives and transaction reporting rules across CFTC Part 45, MiFIR Article 26, EMIR Article 9, UK MiFIR, UK EMIR, and ASIC reporting rules.
- Own entity-, product-, and transaction-level reporting scoping and eligibility, including reporting entities, in-scope products and lifecycle events, counterparty roles, and reporting destinations.
- Monitor daily submissions against deadlines, investigate rejections and breaks, and track issues to resolution.
- Reconcile reported activity to trading records and repository data, and coordinate corrections and back-reporting.
- Define and maintain reporting data specifications with Engineering and Data, including field-level mapping, reference data, and validation rules.
- Build and run controls for completeness, accuracy, and timeliness, including exception management, management information, and reviewable records.
- Assess new products, entities, and regulatory changes; identify control gaps and coordinate remediation across teams.
- Assess and escalate material reporting issues, and support regulator notifications where required.
- Manage relationships with reporting repositories, mechanisms, and vendors, including onboarding, testing, and service issues.
- Build a small team, coordinate and train local compliance leads, and support independent testing and regulator inquiries.
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