Senior Compliance Officer
B
BHFTProprietary Trading
United StatesFull-TimeSenior
Salary not disclosed
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Job Details
- Required Skills
- Risk Management
Requirements
- Hands-on experience building compliance tools and systems.
- Direct compliance experience at a proprietary trading firm, market maker, or electronic trading venue.
- Expertise across multiple asset classes: commodities, rates, equity futures, options, and equities.
- Working knowledge of algo trading controls and governance frameworks.
- Familiarity with multi-venue regulatory obligations (US CFTC/NFA, EU MiFID II, India SEBI, or UK FCA).
- Deep knowledge of core compliance policies like AML, recordkeeping, and conflicts of interest.
- Ability to write, implement, and maintain comprehensive policy and procedure frameworks.
- Strong written communication skills for regulatory correspondence.
- Capacity to provide independent, well-reasoned guidance to stakeholders.
Responsibilities
- Provide real-time trading guidance and advisory support across all asset classes and venues.
- Develop and maintain a pre-cleared rules framework for recurring desk queries.
- Build and manage an end-to-end algorithmic trading governance framework covering the full lifecycle.
- Oversee the development, trading, and operations teams on building compliant tools and processes.
- Supervise and develop two Compliance Officers.
- Manage core compliance functions including trade surveillance, regulatory filings, and exchange affairs.
- Maintain the global policy framework and training programs.
- Handle AML and sanctions screening for vendors and counterparties.
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