Financial Crimes Quality Assurance Analyst
P
PathwardFinancial Services
Location: RemoteFull-TimeMiddle
Salary$43,000 – $70,000
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Job Details
- Experience
- 3–7+ years
- Required Skills
- Quality AssuranceRisk ManagementData analytics
Requirements
- Bachelor’s degree in Finance, Business, Risk Management, or a related field.
- 3–7+ years of experience in Financial Crimes (AML, Sanctions, Fraud).
- Direct experience in 2LoD Compliance/Financial Crimes oversight or Quality Assurance/Testing of Financial Crimes functions.
- Strong knowledge of BSA/AML and sanctions regulatory expectations.
- In-depth understanding of 2LoD roles and responsibilities within a three lines of defense model.
- Familiarity with financial crime risk management frameworks and governance practices.
- Experience reviewing complex financial crime cases and providing oversight or challenge.
- Strong analytical and judgment skills.
- Preferred: CAMS, CFE, CRCM, or similar certifications.
- Preferred: Experience with Customer Risk Rating (CRR) or Transaction Monitoring model governance.
- Preferred: Experience leveraging data analytics or reporting tools in QA.
Responsibilities
- Perform detailed QA reviews of 2LoD casework, memos, and decisions for accuracy and alignment with standards.
- Evaluate the quality of 2LoD oversight and ensure issues are appropriately identified, escalated, and resolved.
- Conduct horizontal reviews across 2LoD outputs to identify systemic weaknesses, trends, and policy interpretation inconsistencies.
- Develop and maintain QA methodologies, including test scripts, defect taxonomies, and scoring frameworks.
- Document QA findings with clear articulation of gaps in oversight and root causes for risk management.
- Provide independent challenge within the 2LoD function and support regulatory exams.
- Track and validate remediation of identified issues within Compliance.
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