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Director, Compliance

Posted 7 days agoViewed

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💎 Seniority level: Director

📍 Location: United States

💸 Salary: 165000.0 - 180000.0 USD per year

🔍 Industry: Medicare Brokerage

🏢 Company: Spark Advisors👥 11-50💰 $25,000,000 Series B about 1 year agoFinancial ServicesRetirementEmployee Benefits

🗣️ Languages: English

🪄 Skills: LeadershipProject ManagementData AnalysisPeople ManagementCross-functional Team LeadershipStrategyBusiness OperationsCommunication SkillsAnalytical SkillsProblem SolvingOrganizational skillsDocumentationComplianceReportingTrainingRelationship managementRisk Management

Requirements:
  • Extensive experience in compliance roles within regulated industries, including corporate and/or Medicare compliance
  • Proven track record of taking ownership of building systems, policies, and documentation in dynamic or fast-changing environments
  • Experience managing escalations and investigations with sound judgment, empathy, and consistency
  • Prior experience leading compliance teams or managing direct reports in a high-accountability, fast-paced environment
  • Excellent communicator with deep experience collaborating cross-functionally
  • Comfortable building from ambiguity and scaling structure alongside a fast-moving business
  • Familiarity with Medicare compliance is a strong plus, but not required; must be excited to learn and engage with the space deeply
Responsibilities:
  • Own the strategic vision and roadmap for compliance at Spark
  • Proactively ensure our partners have the education, tools, and support they need to meet Spark’s compliance standards
  • Manage Spark’s overall approach to escalations and allegations from triage through resolution and documentation
  • Represent Spark to carriers and regulators, ensuring we meet our compliance commitments while earning their trust
  • Design and implement scalable policies, workflows, and training that reduce compliance risk across our brokers and agency partners
  • Partner across Legal, People, IT, and Success to ensure Spark stays ahead of emerging risks and regulatory expectations
  • Build the structure, tools, and team needed to support Spark’s next stage of growth
  • Monitor regulatory and Medicare-specific changes, guiding Spark’s response and sharing insights with both internal and external stakeholders
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