Compliance Analyst II
New
S
SymetraInsurance, financial services
Source API remote eligibility restrictions: United StatesFull-TimeMiddle
Salary not disclosed
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Job Details
- Experience
- Minimum of five (5) years of experience in AML, OFAC, sanctions, financial crimes compliance, or related regulatory compliance functions.
- Required Skills
- Data AnalysisMicrosoft Excel
Requirements
- Have a bachelor's degree in Business, Finance, Accounting, Risk Management, Criminal Justice, Compliance, or a related field, or an equivalent combination of education and experience.
- Have at least five years of experience in AML, OFAC, sanctions, financial crimes compliance, or related regulatory compliance.
- Have experience supporting AML and OFAC programs in insurance or another highly regulated financial services environment.
- Know life insurance products and associated financial crimes risks.
- Have experience with AML investigations, sanctions screening, customer due diligence, enhanced due diligence, risk assessments, controls testing, quality assurance, and SAR filing.
- Understand the Bank Secrecy Act, USA PATRIOT Act, FinCEN guidance, OFAC regulations, and state insurance fraud and financial exploitation requirements.
- Have experience analyzing large datasets and using technology-enabled tools to identify and assess financial crimes risks.
- Demonstrate analytical, critical-thinking, and problem-solving skills.
- Manage multiple priorities, maintain attention to detail, and handle sensitive matters with integrity and discretion.
- Be proficient in Microsoft Office, including Excel, PowerPoint, Word, Teams, OneDrive, and SharePoint.
- Preferred: experience with high-net-worth clients, foreign national customers, enhanced due diligence, or compliance technology initiatives.
- Preferred: CAMS, CFCS, or an equivalent professional certification; familiarity with AML case management, sanctions screening, and financial crimes monitoring systems.
Responsibilities
- Support the implementation and administration of AML and OFAC policies, procedures, controls, and monitoring activities.
- Conduct AML and sanctions investigations, including alert reviews, customer due diligence, sanctions screening, and suspicious activity investigations.
- Document investigative findings and recommend escalation, referrals, or Suspicious Activity Reports as appropriate.
- Analyze large datasets using technology tools and reporting platforms to identify trends, anomalies, and financial crime risks.
- Collaborate with business, operational, and compliance stakeholders to integrate requirements into business processes and system designs.
- Advise first-line business teams on AML, OFAC, sanctions compliance, customer risk factors, red flags, and escalation protocols.
- Support risk assessments, control evaluations, quality assurance reviews, and program-effectiveness initiatives.
- Participate in regulatory change management, process improvement, data governance, automation, and technology projects.
- Monitor regulatory developments and emerging risks, and escalate compliance risks, control gaps, or potential violations.
- Maintain records of investigations, analyses, and compliance activities.
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