- Serve as named Fund Principal Financial Officer/Treasurer or Assistant Treasurer for 1940 Act registered products.
- Perform detailed and analytical reviews of fund regulatory filings, including N-CSR, N-PORT, N-CEN, 24F-2, 10-K, 10-Q, 8-K, repurchase offers and annual prospectus updates.
- Maintain knowledge of changing industry regulations, implement changes to fund processes and disclosures.
- Oversee fund expense administration activities and review fund income and capital gain distributions.
- Prepare and coordinate materials for fund board meetings, valuation committee meetings, and disclosure control meetings related to the Sarbanes-Oxley Act.
- Coordinate external audit and tax process on behalf of clients, serve as main audit contact.
- Train and oversee Associate and Associate Director members of the PFO team, fostering a culture of continuous learning and professional development.
- Maintain and nurture multiple client and business partner relationships, ensuring effective communication and collaboration.
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