Compliance Analyst
New
W
WaveFintech compliance
Remote; Listing location: CanadaFull-TimeMiddle
Salary64,800 - 97,200 CAD per year
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Job Details
- Experience
- 2-4 years in compliance, risk, legal or regulatory operations at a fintech, payments company, bank or other regulated business
- Required Skills
- SharePointJiraCompliance
Requirements
- Have 2-4 years of experience in compliance, risk, legal, or regulatory operations at a fintech, payments company, bank, or other regulated business.
- Have experience reviewing products, processes, or content for regulatory risk.
- Be comfortable reading regulations and explaining their meaning in plain language.
- Track open items across teams and follow them through to completion.
- Write clearly and concisely and document decisions.
- Be curious about how products work and confident asking engineers and product managers direct questions.
- Exposure to payments, card network rules, payroll, privacy, or consumer protection is an asset.
- Experience in both US and Canadian markets is an asset.
- Experience with Jira, SharePoint, and GRC tools is an asset.
- CRCM, CAMS, or other Compliance/Risk certifications, or interest in pursuing one, is an asset.
Responsibilities
- Triage compliance review requests, gather facts from Product and Engineering, and draft risk assessments using templates.
- Prepare draft conditions and recommendations for Leadership sign-off on Medium and High tier reviews.
- Track approval conditions to closure in Jira and follow up with owners until evidence is in.
- Review marketing content and customer communications against set guidelines.
- Research US and Canadian requirements and write summaries for the team and stakeholders.
- Monitor regulatory changes and flag effects on Wave products.
- Maintain the regulatory inventory, policy library, registration calendar, issue log, compliance scorecard, and KPI data.
- Assemble evidence for processor, card network, and partner audits, attestations, and inquiries.
- Help draft and maintain policies, procedures, and training content.
- Identify repetitive manual steps and help automate them, including with AI assistance.
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