Remoote.app

Work from anywhere. Start here.

JobsFree resume builderCompaniesLog in
Apply

Compliance Officer

Posted 22 days agoViewed

View full description

💎 Seniority level: Middle, 5 years

📍 Location: Philippines

🔍 Industry: Blockchain & crypto

🏢 Company: Hex Trust👥 101-250💰 $88,000,000 Series B almost 3 years agoCryptocurrencyIT InfrastructureBlockchainFinancial ServicesBankingFinTechCloud Infrastructure

🗣️ Languages: English

⏳ Experience: 5 years

Requirements:
  • Bachelor’s Degree in Accounting, Business, Finance, or Law degree.
  • Compliance Professional Designation (e.g., ICA, CAMS certification).
  • 5 years of relevant compliance experience in a financial institution or regulated entity.
  • Strong communication and interpersonal skills.
  • Self-motivated, meticulous, analytical with strong organization skills.
  • Understanding of the business dynamics of a financial institution.
  • Understanding of virtual assets is a plus.
  • Proficiency in spoken and written English.
  • Proficient in the use of Google products.
  • Experience in virtual assets AML tools (e.g. Chainalysis, Eliptics, SumSub) is a plus.
Responsibilities:
  • Conduct AML/CFT review, analysis and risk monitoring on accounts and transaction flows.
  • Advise the business stakeholders on existing and ongoing compliance obligations regarding regulatory standards.
  • Work closely with the VP of Compliance to enhance governance around AML, including developing new policies and procedures.
  • Collaborate with the business to establish compliance procedures, controls, and provide compliance advice.
  • Implement and review compliance policies and practices.
  • Lead compliance-related projects, coordinating with technical teams to improve AML/KYC systems.
  • Maintain regulatory registers and ensure necessary filings with regulators.
Apply

Related Jobs

Apply
🔥 Compliance Officer - Egypt
Posted 15 days ago

📍 Egypt

🔍 Payments processing

NOT STATED
  • Play a crucial role in managing banking relationships.
  • Handle internal reports related to compliance.

ComplianceReportingRisk Management

Posted 15 days ago
Apply
Apply
🔥 Compliance Officer
Posted 18 days ago

📍 United States, Hong Kong

🔍 Financial services

  • Proven experience in a compliance role within the financial services sector or related field, focusing on electronic trading.
  • Strong knowledge of regulatory frameworks and best practices related to electronic trading.
  • Excellent analytical skills with attention to detail.
  • Ability to develop and implement effective compliance programs.
  • Strong communication skills to explain regulatory concepts to diverse audiences.
  • Proficiency in compliance-related software and experience with electronic trading systems.
  • Bachelor’s degree in Finance, Law, Business Administration, or related field; advanced degree or certifications are a plus.
  • Experience with risk management and compliance monitoring systems.
  • Strong problem-solving skills and ability to work independently or as part of a team.
  • Experience in CFTC and Market Abuse Directive regulations, algo/HFT trading, and trade surveillance is a plus.
  • Negotiation skills with regulators and counterparties.
  • Develop and implement electronic trading compliance policies and procedures to ensure adherence to regulatory requirements.
  • Monitor trading activities to ensure compliance with relevant regulations and internal standards.
  • Collaborate with internal stakeholders to ensure that trading systems are compliant.
  • Provide guidance to trading units on compliance matters.
  • Conduct compliance training for staff and management.
  • Perform risk assessments and implement controls.
  • Investigate compliance issues and document findings.
  • Work closely with regulators and auditors.
  • Stay informed of electronic trading regulations.
  • Prepare compliance reports for management and regulators.
  • Support the Chief Compliance Officer in compliance strategy.

ComplianceRisk Management

Posted 18 days ago
Apply
Apply
🔥 Financial Compliance Officer (Remote)
Posted 18 days ago

📍 South Africa

🧭 Full-Time

🔍 Financial Compliance

🏢 Company: HR Studio👥 1-10Staffing AgencyHuman ResourcesRecruitingProfessional Services

  • Matric.
  • 3+ years experience in financial compliance.
  • Proven experience in tax and regulatory reporting.
  • Knowledge of South African tax laws and regulations.
  • In-depth knowledge of SARS eFiling and backend systems.
  • Experience in submitting VAT, Income Tax, and PAYE returns.
  • Familiarity with CIPC systems and submission requirements.
  • Manage interactions with SARS, including scheduling appointments.
  • Utilize knowledge of SARS eFiling for VAT, Income Tax, and PAYE returns.
  • Resolve SARS-related queries and compliance issues efficiently.
  • Navigate SARS systems for compliance management.
  • Handle compliance submissions related to CIPC.
  • Ensure timely and accurate filing of statutory documents.
  • Act as the organization's designated tax practitioner.
  • Assist with tax planning and compliance risk mitigation.
  • Monitor adherence to financial regulations.
  • Identify and resolve compliance issues.
  • Collaborate with internal teams to support compliance.
  • Provide training on SARS and CIPC compliance.
Posted 18 days ago
Apply
Apply
🔥 Legal Compliance Officer (Remote)
Posted 2 months ago

🔍 IGaming

  • Law school graduate with a minimum of 3 years of experience; a postgraduate degree (LL.M. or MBA) is an advantage.
  • Demonstrated experience in obtaining licenses and permits, particularly for high-risk industries.
  • Extensive experience in commercial and corporate law (English Common Law).
  • Proven track record in managing complex contracts and projects in an international environment.
  • Excellent qualifications and experience working analytically on complex legal matters.
  • Strong communication skills (written and spoken) in English.
  • Strong integrity and ethics with the ability to deliver great service, even with difficult customers.
  • Ability to think creatively and develop innovative approaches and solutions.
  • Implement comprehensive assessment of legal risks and opportunities, as well as practical measures to mitigate risks and capture opportunities.
  • Manage contract reviews and contentious matters.
  • Assume the function of a compliance officer, including leading processes to obtain necessary licenses and permits.
  • Provide guidance on legal issues in data protection including GDPR.
  • Advise a wide range of internal stakeholders.
  • Manage relations with different authorities.
  • Research and monitor new legislation and legal trends.
  • Foster strong working relationships with the Legal team.
Posted 2 months ago
Apply
Apply
🔥 Senior Compliance Officer
Posted 3 months ago

📍 United States

🧭 Full-Time

🔍 Investment management, renewable energy, sustainable infrastructure

🏢 Company: Greenbacker Capital

  • Bachelor’s degree in law, finance, business, or related field; advanced degree or relevant certification.
  • 8-10 years of experience in compliance, preferably within the asset management or investment advisory industry.
  • Proven experience managing a compliance program for an SEC-registered investment advisor.
  • In-depth knowledge of SEC regulations and experience working with marketing and advertising materials within the investment management sector.
  • Strong leadership and communication skills, with the ability to collaborate cross-functionally and influence decision-making.
  • Ability to work independently in a remote environment while maintaining strong attention to detail and organizational skills.
  • Experience with renewable energy or sustainable investment practices is a plus but not required.
  • Oversee the compliance program for the firm's registered investment advisor, ensuring adherence to SEC regulations and industry best practices.
  • Develop, implement, and maintain compliance policies, procedures, and controls across the organization.
  • Conduct regular compliance reviews and audits to ensure the firm meets regulatory obligations.
  • Review and approve marketing materials, ensuring compliance with regulatory requirements.
  • Collaborate with internal teams to provide guidance on regulatory compliance matters, especially related to investment management activities.
  • Lead internal investigations and audits, reporting findings and recommending corrective actions.
  • Monitor regulatory developments and communicate changes in relevant laws, rules, and regulations to stakeholders.
  • Prepare and submit required filings and reports to the SEC and other regulatory bodies as necessary.
  • Provide training and education to employees on compliance policies and practices.

LeadershipCommunication SkillsAttention to detailOrganizational skillsCompliance

Posted 3 months ago
Apply
Apply
🔥 Compliance Officer - Saudi Arabia
Posted 3 months ago

📍 Saudi Arabia

🔍 Payments processing and financial services

  • Bachelor's degree in a relevant field; additional certifications (e.g., CAMS, ACAMS, ICA) are required.
  • 4-6 years of legal experience in AML, Transaction Monitoring, and KYC within the banking or fintech sector.
  • Proven experience in a compliance role within financial services, with a focus on payments and remittances.
  • In-depth knowledge of KYC processes and AML/CFT regulations specific to Saudi Arabia.
  • Experience in engaging with regulators and strong analytical and problem-solving skills.
  • Oversee and manage the KYC onboarding process for new customers in Saudi Arabia.
  • Ensure compliance with local and international regulatory requirements related to customer identification and verification.
  • Implement and enhance transaction monitoring systems to detect and report suspicious activities within Saudi Arabia.
  • Serve as the primary point of contact for AML/CFT matters in Saudi Arabia and develop tailored policies.
  • Stay updated on the regulatory landscape and maintain strong relationships with local regulators.
  • Conduct regular risk assessments and ensure accurate reporting of compliance matters.

Communication SkillsAnalytical SkillsCollaborationTraining

Posted 3 months ago
Apply
Apply
🔥 Compliance Officer - Singapore (Remote)
Posted 4 months ago

📍 Singapore

🧭 Full-Time

🔍 Financial services, payments processing

  • At least 4+ years of professional experience, ideally in a regulated financial services business – mainly retail banking or payment operations.
  • Professional qualifications such as ICA or ACAMS are advantageous.
  • Strong understanding of relevant regulatory requirements, including those set forth by the MAS.
  • Desirable if they have prior exposure to payments operations, with an international scope.
  • Ability to work closely with a highly entrepreneurial group executive team and geographically dispersed group finance function, networking internally and building confidence.
  • Strong commercial judgment, outstanding eye for detail, and good creative problem-solving ability.
  • Solid communication in English and other languages is a plus.
  • Locally based in Singapore.
  • Main point of contact for business compliance queries and providing expert advice and guidance to business units.
  • Provide detailed reporting to the Global Head of Compliance & Risk regularly.
  • Maintain formal governance and oversight of regulatory risk, identifying potential and actual risks and implementing effective risk treatments in conjunction with the business.
  • Develop and implement the compliance monitoring program and perform specific reviews as required and as directed by the Global Head of Compliance & Risk.
  • Develop and implement risk management strategies that align with the organization's goals and objectives, considering the prioritization of risks based on their potential impact.
  • Stay informed about emerging risks in the industry and global landscape that could impact the organization's risk profile, and develop strategies to address them.
  • Identification of compliance breaches and ensuring prompt rectification.
  • Maintaining a register for breaches, errors, and complaints for regulated entities as directed.
  • Serve as the primary point of contact for regulatory inquiries and examinations and liaise with the MAS and other regulatory authorities as needed.
  • Producing and presenting financial crime, risk, and compliance reports for fund board meetings.
  • Participate in project work as needs arise.
  • Ensure compliance with the AML/CFT framework in place, across all relevant business areas and jurisdictions.
  • Conduct regular risk assessments to identify and evaluate AML/CFT risks associated with the organization’s product, services, clients, and geographic locations and develop risk mitigation strategies to monitor their effectiveness over time.
  • Enhance internal and external compliance, regulatory, and AML reporting and assist in the reporting to the Board of Directors and Senior Management.
  • Assess and investigate flagged transactions and, if necessary, file SARs/STRs with appropriate regulatory authorities.
  • Conduct ongoing training to keep employees up-to-date with changes in AML/CFT regulations and emerging risks.
  • Ensure records are readily accessible for regulatory inspections and audits.

Project ManagementData AnalysisCommunication SkillsAnalytical SkillsCollaborationComplianceRisk Management

Posted 4 months ago
Apply

Related Articles

Remote Job Certifications and Courses to Boost Your Career

Posted 6 months ago

Insights into the evolving landscape of remote work in 2024 reveal the importance of certifications and continuous learning. This article breaks down emerging trends, sought-after certifications, and provides practical solutions for enhancing your employability and expertise. What skills will be essential for remote job seekers, and how can you navigate this dynamic market to secure your dream role?

How to Balance Work and Life While Working Remotely

Posted 6 months ago

Explore the challenges and strategies of maintaining work-life balance while working remotely. Learn about unique aspects of remote work, associated challenges, historical context, and effective strategies to separate work and personal life.

Weekly Digest: Remote Jobs News and Trends (August 11 - August 18, 2024)

Posted 6 months ago

Google is gearing up to expand its remote job listings, promising more opportunities across various departments and regions. Find out how this move can benefit job seekers and impact the market.

How to Onboard Remote Employees Successfully

Posted 6 months ago

Learn about the importance of pre-onboarding preparation for remote employees, including checklist creation, documentation, tools and equipment setup, communication plans, and feedback strategies. Discover how proactive pre-onboarding can enhance job performance, increase retention rates, and foster a sense of belonging from day one.

Remote Work Statistics and Insights for 2024

Posted 6 months ago

The article explores the current statistics for remote work in 2024, covering the percentage of the global workforce working remotely, growth trends, popular industries and job roles, geographic distribution of remote workers, demographic trends, work models comparison, job satisfaction, and productivity insights.