Senior Manager, Global Compliance Systems and Analytics

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Requirements:

• 7+ years of experience in programming, data management, systems management, preferably compliance, in either fintechs, banking, consulting; RegTech system experience is a plus.
• BA/BS or masters degree in computer science, engineering, or a related field
• Experience in working hands on with other cross-functional teams in a remote first environment.
• Proficiency and experience with programming languages to compete and / or support projects for compliance systems using Java, Python, SQL or R
• Proven experience in managing model validations tied to NYDFS 504 and OCC / FDIC / FRB requirements
• Agile, flexible and able to change gears without getting frustrated.
• Experience in building and motivating teams.

Responsibilities:

• Collaborate with cross functional Product and Implementation teams and take ownership of implementing, managing, enhancing and maintaining AML, Sanctions, and related compliance systems/analytics and reporting solutions, including system management, data collection, aggregation, and assessment of new systems.
• Own Compliance vendor relationships, oversee KPI’s and the quality of deliverables, collaborate with Procurement in contracts renewals and finalizing contracts with new vendors.
• Support and drive Compliance system walkthroughs with regulators, auditors, examiners in relation to compliance systems, analytics, and data requirements. Write and maintain compliance documentation for compliance systems and analytics.
• Drive data compilations for risk assessments in Compliance (e.g. AML/OFAC RA) as well as across cross functional departments ( e.g. SOC reporting)
• Collaborate with Data team to Develop system and compliance metrics and implement processes to ensure we have consistent and accurate data at all times, Use data to form valuable insights on AML and Sanctions compliance requirements
• Work with Product and Compliance to document, maintain, and tune AML and OFAC sanctions rules, sanctions screening systems, and models as well as detailing data lineage models and rule assumption and parameters.
• Collaborate with Product to oversee and monitor the performance of pre and post implementation testing of AML and Sanctions systems
• Lead rule coverage assessments and related exercises, eg.NYDFS 504
• Use continuous techniques to drive maturity and drive automation and promote efficient gains for key systems and stakeholders.
• Be an expert in AML and Sanctions systems and have knowledge of compliance programs, AML, Sanctions, and Money Transmitter Licensing and licensing globally