- Liaise and collaborate with external auditors to facilitate annual Regulation SCI Review, SOC 2 Type II and other audits
- Assess the Company’s compliance with applicable laws, regulations and company policies
- Evaluate internal control systems and ensure adherence to applicable laws and regulations
- Prepare and present audit reports and audit metrics to management and Audit Committee
- Provide management with reporting on audit recommendations and metrics
- Give independent and objective assessments of the Company’s operations and internal controls
- Plan and execute audit engagements, including analysis and testing
- Monitor the implementation of audit recommendations and findings from regulatory examinations
- Keep current with internal audit best practices
AccountingComplianceFinance