Compliance Officer

Posted about 1 month agoViewed

View full description

💎 Seniority level: Senior

📍 Location: Kenya, Philippines, Mexico, India, United States

🔍 Industry: Financial Services

🗣️ Languages: English

🪄 Skills: ComplianceRisk ManagementStakeholder management

Requirements:

Strong understanding of the financial services space, preferably in emerging markets.
Willingness and ability to solve problems.
Deep sense of accountability for delivering results.
Demonstrated experience in team success and growth.
Ability to communicate effectively across a large audience.
Skilled decision-maker aiding in understanding issues and tradeoffs.

Responsibilities:

Provide general compliance advice to the business.
Offer guidance on compliance activities in the Philippines, including licensure.
Develop policies and procedures.
Build a robust anti-money laundering program.
Assess overall compliance risks and gaps.
Develop and execute a remediation plan.
Enhance compliance program development and improvements.

Apply

Related Jobs

Apply

🔥 Compliance Officer

Posted about 7 hours ago

📍 United States

🧭 Full-Time

💸 115200.0 - 158400.0 USD per year

🔍 Health Care

🔧 Requirements

Bachelor's Degree
5+ years of developing and implementing compliance programs/compliance monitoring
Ability to investigate fraud and waste matters
2 or more years of project leadership experience
Data and Analytics experience with building, collecting, validating, and communicating large sets of data
Ability to investigate risk or potential risk to the organization and review policies and procedures to assure adherence
Understanding of ethics, compliance and regulatory industry standards. While maintaining high ethical standards to foster that sense of integrity within the organization
Strong written and verbal communications
Proficiency in Microsoft Office to include, Word, Excel and Outlook
Bility to analyze data to identify potential compliance issues and develop strategies to mitigate the risk

💡 Responsibilities

Ensures compliance with governmental requirements.
Develops and implements compliance policies and procedures.
Researches compliance issues and recommends changes that assure compliance with contract obligations.
Maintains relationships with government agencies.
Coordinates site visits for regulators, coordinates implementation and compliance with corrective action plans, as needed.
Advises executives to develop functional strategies (often segment specific) on matters of significance.
Exercises independent judgment and decision making on complex issues regarding job duties and related tasks, and works under minimal supervision
Uses independent judgment requiring analysis of variable factors and determining the best course of action.

LeadershipProject ManagementBusiness AnalysisData AnalysisProject CoordinationAnalytical SkillsMicrosoft OfficeWritten communicationComplianceVerbal communicationRisk ManagementData analytics

Posted about 7 hours ago

Apply

🔥 Compliance Officer

Posted about 2 months ago

📍 United States, Hong Kong

🔍 Financial services

🔧 Requirements

Proven experience in a compliance role within the financial services sector or related field, focusing on electronic trading.
Strong knowledge of regulatory frameworks and best practices related to electronic trading.
Excellent analytical skills with attention to detail.
Ability to develop and implement effective compliance programs.
Strong communication skills to explain regulatory concepts to diverse audiences.
Proficiency in compliance-related software and experience with electronic trading systems.
Bachelor’s degree in Finance, Law, Business Administration, or related field; advanced degree or certifications are a plus.
Experience with risk management and compliance monitoring systems.
Strong problem-solving skills and ability to work independently or as part of a team.
Experience in CFTC and Market Abuse Directive regulations, algo/HFT trading, and trade surveillance is a plus.
Negotiation skills with regulators and counterparties.

💡 Responsibilities

Develop and implement electronic trading compliance policies and procedures to ensure adherence to regulatory requirements.
Monitor trading activities to ensure compliance with relevant regulations and internal standards.
Collaborate with internal stakeholders to ensure that trading systems are compliant.
Provide guidance to trading units on compliance matters.
Conduct compliance training for staff and management.
Perform risk assessments and implement controls.
Investigate compliance issues and document findings.
Work closely with regulators and auditors.
Stay informed of electronic trading regulations.
Prepare compliance reports for management and regulators.
Support the Chief Compliance Officer in compliance strategy.

ComplianceRisk Management

Posted about 2 months ago

Apply

🔥 Legal Compliance Officer (Remote)

Posted 3 months ago

📍 Worldwide

🧭 Full-Time

🔍 IGaming

🔧 Requirements

Law school graduate with a minimum of 3 years of experience; postgraduate degree (LL.M. or MBA) is of advantage
Demonstrated experience in obtaining licenses and permits, particularly for high-risk industry
Extensive experience in commercial and corporate law (English Common Law)
Proven track record in managing complex contracts and projects in an international environment
Excellent qualifications and experience working analytically on complex legal matters
Ownership of cases and projects, and ability to work proactively to achieve the set targets
Possesses strong communication skills (written and spoken) in English
Has strong integrity and ethics and is able to deliver great service, even with difficult customers
Ability to think creatively and develop innovative approaches and solutions

💡 Responsibilities

Implement comprehensive assessment of legal risks and opportunities, as well as practical measures to mitigate risks and capture opportunities
Manage contract reviews and contentious matters
Assume the function of a compliance officer (incl. Leading the processes of obtaining necessary licenses and permits)
Provide general guidance and management of legal issues in the field of data protection including GDPR
Provide advice to a wide range of internal stakeholders
Manage relations with different authorities
Research and monitor new legislation and legal trends
Foster a strong working relationship with the Legal team

ComplianceRisk Management

Posted 3 months ago

Apply