Deputy General Counsel: Regulatory & Corporate

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Requirements:

• Juris Doctor (JD) or equivalent law degree
• Admission to a State Bar or equivalent legal qualification
• 9+ years practicing law
• 4+ years in a global regulatory environment
• 5+ years of experience working with or in direct exposure of Financial Services institutions or FinTech companies
• Experience with regulatory compliance in U.S., U.K., and E.U. jurisdictions
• Proven ability to interpret and apply multi-jurisdictional regulatory laws
• Aptitude for drafting and negotiating complex contracts
• Expertise in legal risk assessment and mitigation strategy development
• Experience with legal aspects of mergers and acquisitions
• Knowledge of international global markets and associated compliance requirements
• Knowledge with the legal frameworks specific to digital assets and financial services
• Proven experience in managing international legal teams or counsels
• Record of accomplishment in reducing potential risks through strategic legal planning
• Track record of building deep relationships with Board of Directors, Shareholders, and internal Executives to ensure a strong partnership across stakeholders

Responsibilities:

• Oversee the implementation of internal policies and procedures, ensuring the company's adherence to global regulatory standards and frameworks.
• Conduct risk assessments and develop strategies to mitigate those risks.
• Collaborate with our internal GTM revenue team, international legal team, and global compliance function.
• Monitor and interpret legislative and regulatory changes in every jurisdiction where FalconX operates, ensuring company policies comply with the latest rules.
• Coordinate with different departments to meet regulatory requirements, prepare necessary filings and documentation, and provide guidance on regulations for new product or service introductions.
• Analyze and address inquiries from regulatory agencies and advise on how changes in regulations affect company operations.
• Develop comprehensive plans for regulatory exams and inspections.
• Manage communications with regulators, including timely filings and responses.
• Provide legal guidance to the executive team on the risk and benefits of corporate strategies.
• Ensure meticulous maintenance of board meeting records and decisions.
• Manage the review and updates of the company's foundational documents like articles of incorporation and bylaws.
• Provide expert advice on the legal implications of company strategies and potential business impacts, including strategic partnerships, mergers, and acquisitions.
• Draft and negotiate complex contracts and steer legal aspects of strategic projects to protect company interests.