Compliance Analyst

Posted 2024-10-25

View full description

💎 Seniority level: Middle, 3+ years

📍 Location: United States

🔍 Industry: Legal, professional and financial services

🏢 Company: Harbor

🗣️ Languages: English

⏳ Experience: 3+ years

🪄 Skills: Communication SkillsAnalytical SkillsCollaborationMicrosoft ExcelOrganizational skills

Requirements:

Bachelor's degree is required.
3+ years of work experience in compliance or questionnaire facilitation.
Strong familiarity with compliance requirements applicable to professional services organizations like ISO 27001 and SOC 2.
Knowledge of vendor codes of conduct, Corporate Social Responsibility (CSR) policies, and DEI policy.
Familiarity with IT security requirements and terminology including SIG, Penetration testing and audits.
Understanding of data privacy laws like GDPR.
Familiarity with due diligence processes including financial checks and anti-money laundering.

Responsibilities:

Manage and coordinate the collection and analysis of client surveys and vendor questionnaires.
Act as key point of contact for any questions or needs.
Ensure timely completion and submission of surveys and questionnaires.
Manage pipeline of work including tracking status of reviews.
Collaborate with internal teams to gather necessary information.
Liaise with client’s legal counsel in the review and final approval.
Maintain a database of approved responses.
Provide comprehensive answers to client inquiries.
Identify opportunities for process improvement.
Stay updated on industry trends.
Gather information for documentation requests.

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Compliance Analyst

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