FIU Compliance Manager - Trade Surveillance & AML

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Requirements:

• 5–6 years in compliance, FIU, trade surveillance, or AML roles, preferably in crypto, broking, or fintech industries.
• Strong understanding of FIU processes, trade surveillance, and AML frameworks.
• Excellent analytical and investigative skills.
• Familiarity with compliance tools and platforms for trade monitoring and AML checks.
• Strong communication and reporting skills.
• In-depth knowledge of regulatory requirements and reporting obligations in financial and crypto markets.

Responsibilities:

• Lead the Financial Intelligence Unit (FIU) processes to ensure timely detection, reporting, and mitigation of suspicious activities.
• Collaborate with regulatory authorities, including filing Suspicious Transaction Reports (STR) and Currency Transaction Reports (CTR).
• Develop and implement robust trade surveillance systems to monitor trading activity for market abuse, insider trading, and manipulative behaviors.
• Investigate and resolve red flags related to suspicious trading patterns or activities.
• Ensure adherence to Anti-Money Laundering (AML) regulations and best practices.
• Conduct periodic AML audits and ensure compliance with Know Your Customer (KYC) and Enhanced Due Diligence (EDD) standards.
• Design and update compliance policies and procedures in line with evolving regulatory requirements.
• Train internal teams on AML, trade surveillance, and FIU protocols to ensure organization-wide compliance awareness.
• Prepare and submit regulatory reports and manage communication with regulatory bodies.
• Stay updated on compliance trends and regulatory changes in crypto and financial markets.
• Work closely with cross-functional teams, including legal, finance, and operations, to ensure seamless compliance.
• Provide compliance inputs for new products, services, and partnerships.