MiFID & Consumer Duty Specialist

New
C
CapitexFinancial Services
United KingdomContractSenior
Salary not disclosed
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Job Details

Experience
6+ years
Required Skills
Risk Management

Requirements

  • 6+ years’ experience within Financial Services
  • Strong, demonstrable expertise in MiFID
  • Strong, demonstrable expertise in Consumer Duty
  • Background in Compliance Advisory, Regulatory Change, Risk, or Consulting
  • Proven experience enhancing or implementing regulatory programmes
  • Comfortable operating in a hands-on delivery role
  • Ability to engage confidently with senior stakeholders

Responsibilities

  • Support the enhancement of the MiFID and Consumer Duty programme
  • Review, update, and draft policies, frameworks, and written programmes
  • Assist with the design and refinement of regulatory controls
  • Provide subject matter expertise across MiFID and Consumer Duty requirements
  • Support governance, oversight, and regulatory alignment activities
  • Collaborate with internal teams to embed improvements into BAU processes
  • Produce clear, regulator-ready documentation where required
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